Articles & Tools
Podcast: Expanding Offerings and Evolving the Market – With Michael Scaplen and Mark Davies
In this episode, Michael Scaplen, Senior Vice President of Sales and Relationship Management at Axos...
Podcast: Watching the Market While Watching the Consumer – With Michael Scaplen and Chris Versace
In this episode, Michael Scaplen, Head of Business Development at Axos Clearing, hosts an exclusive Axos...
Broker-Dealer Insight Report: Future Proof
Independent broker-dealers (IBDs) today face perhaps the most challenging business landscape ever. This...
Independent broker-dealers aren’t immune to the challenges of the labor crisis.
Human capital has become an increasingly vital component of an advisory firm's business success, and we're...
Is FaceTime Ever a Substitute for Face Time?
By Michael P. Scaplen Advances in technology, going as far back as the development of the telegraph and...
Strategies for Succeeding Within an Industry in Flux
Advances in technology, going as far back as the development of the telegraph and the first transatlantic...
Becoming a Holistic Financial Advisor
There are more than 30,000 SEC and State-registered investment advisors (RIAs) in the United States. While...
Axos Clearing: Your Partner In a New Age of Technology
Independent Broker-Dealers (IBDs) and Registered Investment Advisors (RIAs) are dealing with a dramatically...
Be Prepared for These Challenges Facing Broker-Dealers in 2022 and Beyond
The business landscape for independent broker-dealers continues to be challenging, and it’s helpful to...
Four Mistakes to Avoid When Switching Custodians
There’s no question that switching custodians is a big undertaking for an RIA. But making a change is well...
Headquarters
15950 West Dodge Road, Ste. 300
Omaha, NE 68118
402-384-6100