Axos Clearing

Securities Solutions

Whether you’re looking for securities clearing or lending, we bring the capabilities, knowledge, and expertise you need to achieve your goals. We can help match the appropriate securities service to your business needs.

Your Clearing Partner

With Axos Clearing, you can rely on:

  • Flexible clearing and custody solutions

  • Dedicated support from a team of experts

  • Decades of professional experience

  • Real-time portal

  • Leading trading technology

Securities Clearing and Settlement

As a member of multiple clearing corporations and security exchanges, we have clearing and settlement capabilities for all domestic and foreign securities.

  • Multi-currency settlement and reporting

  • Straight-through processing of equities, options, mutual funds and fixed income products

  • Fully automated back office staffed with responsive professionals

  • Integrated information and analytics

  • Sophisticated order execution functionality

Fully Paid Lending and Securities Lending

Axos Clearing has a highly dedicated and knowledgeable team of professionals in the securities lending markets.

  • Strong industry relationships for access to hard-to-borrow securities and borrows for short-selling.

  • Web-based, real-time stock locating portal

  • Team with 50+ years of combined experience

Securities Clearing Areas of Expertise

Listed & OTC Equities

Axos Clearing’s trading systems and interfaces ensure the highest standards of accuracy and timeliness. Our relationships with prominent market centers provide enhanced liquidity and marketability. We support all the leading order management and executions systems that can be integrated with our platform.

Mutual Funds

Axos Clearing’s mutual funds network includes load and no load mutual funds. Axos Clearing has access to all the major mutual fund companies.

Alternative Investments

Axos Clearing has integration capabilities with DTCC’s alternative investment platform (AIP) which provides end-to-end processing for alternative investments, such as hedge funds / funds of funds, private equity, non-traded real estate investment trusts (REITs), managed futures, and limited partnerships.

Foreign Transactions

Axos Clearing’s membership with Euroclear provides us streamlined clearance and settlement including access to real time transaction information. For correspondents using the Thomson One Workstation, we provide access to positions and balances held in foreign currency.

The Axos Advantage:

Why Axos?

At Axos Clearing, we build partnerships that drive the success of broker-dealers and RIAs. Discover how our tailored clearing solutions allow you to focus on growing your business.

Connect with us to explore how our solutions can support your firm's goals.

Let's Discuss Your Clearing Needs

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