Axos Clearing
Comprehensive Financial Solutions
Axos provides a holistic suite of financial products and services to serve the needs of your firm and your clients.
Helping You Serve Your Clients
We understand that your clients are your priority. Here’s how we help you serve them better.
Custom Solutions
Access our inventory of products to find solutions that perfectly fit your clients’ needs.
Improved Efficiency
Use our technology to increase your firm’s efficiency so that you can focus more on the clients you serve.
Protected Assets
Rely on our multiple safeguards for your clients’ assets and information.
Financial Solutions
We offer a broad range of financial products and services. Explore ways we can grow
your business below.
Cash Management
The Axos Clearing Cash Plus Account (ACCPA) comes with a host of features, enabling the consolidation of investment and banking activity into one account.
FDIC insured account cash sweep capability for customers with asset protection up to $2.5 million
Visa® Platinum ATM/debit card with extensive Visa-provided protection and privileges, direct deposit and ACH (electronic funds transfer) capabilities
Convenient access to investment activity and banking transactions on brokerage account statements
Fixed Income
Axos Clearing provides correspondents with access to a wide inventory of fixed income solutions, including:
Government, corporate, and municipal bonds
CDs
Structured products
Fixed income portal to connect with bond opportunities and run specific search queries to find the bonds that meet their clients’ needs.
Wealth Management
Fee-based businesses trust our technology and investment solutions for support and solutions, including:
Fee-based brokerage accounts
Model portfolios
Separately managed accounts
Alternative investments
Unified managed accounts
Overlay portfolio management
Retirement Plans
We provide access to a wide array of retirement products and services, including:
Traditional, Rollover and Roth IRAS
Simplified Employee Pension (SEP) Plans
Simple IRAS
Profit Sharing Plans (non-trustee)
Money Purchase Pension Plans (non-trustee)
Individual 401(k) Plans
403(b) and 403(b) (7) Plans (non- trustee)
Inherited IRAS
Investor Communications
Axos Clearing brings you easy, secure access to shareholder communications, featuring:
Custom branding
Investor education
Electronic annual reports
Voting online, by mail, or telephone
Customized design for your firm, including the e-consent, voting, and prospectus
Platforms and Professional Workstations
Axos Clearing offers a highly scalable and efficient back-office infrastructure that seamlessly integrates with front-office technology, providing the flexibility and connectivity to support your most essential services and tools.
Access to innovative technology solutions designed to help you run your business efficiently
Seamless integration to leading providers of investor communications, research, reporting and financial planning tools
Scalable professional workstation
White-labeling, branding, and customization of our client portal
Safeguarding Your Information
We prioritize the security of your information and your clients' data with the utmost importance. Our physical, electronic, and procedural safeguards meet rigorous legal standards and are design to provide maximum protection.
Member of the Securities Investor Protection Corporation (SIPC)
Physical, electronic and procedural safeguards in accordance with legal standards and security procedures.
Provide account protection up to $100 million for correspondent customer assets held by Axos Clearing
The first $500,000 of coverage (including up to $250,000 for cash balances) per client is provided by SIPC as defined by SIPC Rules (www.sipc.org). Axos Clearing’s policy with Lloyd’s of London (www.lloyds.com) provides additional “excess SIPC” account coverage up to $99.5million.
With the combination of SIPC coverage and Lloyd’s of London insurance, accounts held by Axos Clearing are protected up to a total of $100 million per client, including up to $1.15 million for cash balances with an aggregate limit of $100 million.
Account protection coverage applies when an SIPC member firm fails financially and is unable to meet its obligations to securities clients. It does not protect against losses from the rise and fall in the market value of investments, and it does not cover all assets.
Why Axos?
At Axos Clearing, we build partnerships that drive the success of broker-dealers and RIAs. Discover how our tailored clearing solutions allow you to focus on growing your business.
Connect with us to explore how our solutions can support your firm's goals.