Knowledge Hub
Three Benefits of Real-Time Data
We’re spoiled by expecting immediate transactions, whether we’re buying a gift on Amazon or buying and selling equities. Real-time electronic data protocols, like FIX (Financial Information eXchange), facilitate the instantaneous updates that notify you of the stages...
The Value of APIs
Over the years, firms have constantly rotated between proprietary technology and using shared concepts and resources. While there are many benefits to home grown or custom designed systems, initial development costs and the ongoing maintenance of those can limit...
Why the Right Clearing Relationship Matters
By Todd Shriber, Advisorpedia Clearinghouses are often viewed as the middlemen of financial markets, and the services they provide are essential. Independent broker-dealers know as much and those looking to grow and streamline their firms also know the value in...
Successfully Attracting Gen Z Investors in Today’s Competitive Environment
Gen Z spans in age from just 10 years old to a not-so-seasoned 25 years old today, but that age range may belie the opportunity presented for financial advisors, especially if they are the children of current clients who will eventually inheri\t their wealth. Properly...
Podcast: Building Upon the Foundation of Axos Clearing with Michael Scaplen and Advisorpedia
Check out our latest podcast with Michael Scaplen, Senior Vice President and Relationship Management at Axos Clearing and Douglas Heikkinen at Advisorpedia. In this podcast, Doug and Michael discuss the successful year Axos Clearing has accomplished and the biggest...
Podcast: Caught on the Border of Fraud and Financial Success – With Carlos Legaspy
Carlos Legaspy is the Founder and CEO of InSight Securities, a full spectrum international brokerage and money management firm that has been providing investment services to high-net-worth individuals retirement, corporate and trust accounts since 1970. Legaspy is...
Podcast: Finding the Risk, Protecting Financial Stability – With Jeremy Franzluebbers
Jeremy Franzleubbers is the Chief Risk Officer at Axos Clearing, a custodian serving firm introducing broker-dealer and registered investment advisors. In today’s episode, Doug and Jeremy break down risk management and how Axos Clearing approaches its measurement...
Podcast: Delivering High Level Services to Clients – With Carla Barry
Carla Barry is head of Operations at Axos Clearing, a full-service clearing firm focused on the success of introducing broker-dealer and registered investment advisor correspondents. Doug and Carla talked about her coming from outside the financial services industry...
Podcast: The Attainability of a Digital Ecosystem – With Mike Scaplen & Gary Wiedman
Michael is the current SVP of Sales and Relationship Management and Gary is the President and Managing Principle of Axos Clearing. The company provides a broad range of services to FINRA members introducing broke- dealers and Registered Investment Advisors (RIAs). In...
Podcast: Technology Drives Innovation in Clearing – With Michael Scaplen
Michael Scaplen is the senior vice president of sales and relationship management at Axos Clearing, a company that prides itself on delivering flexible solutions backed by innovative technology, experienced industry professionals and access to leading bank products. ...
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